This is a paper I read at the Twentieth World Congress of Philosophy, Boston, Massachusetts, August 10-15, 1998. It explains the notions of strong and global supervenience, notions which will serve as foils in getting a handle on the concept of emergence.
ABSTRACT: Could a classical theist be a physicalist? Although a negative answer to this question may seem obvious, it turns out that a case can be made for the consistency of a variant of classical theism and global supervenience physicalism. Although intriguing, the case ultimately fails due to the weakness of global supervenience as an account of the dependence of mental on physical properties.
Physicalism is popular these days, and to a lesser extent so is classical theism. It should therefore come as no surprise that a number of theists are bent on combining theism with physicalism. But could a classical theist be a physicalist? Is this a coherent doctrinal combination? The classical theist affirms the metaphysically necessary existence of a concrete, purely spiritual being upon which every other concrete being is ontologically dependent. The physicalist, however, is committed to the proposition that everything, or at least everything concrete, is either physical or determined by the physical. To be a bit more precise, physicalism is usefully viewed as the conjunction of an 'inventory thesis' which specifies physicalistically admissible individuals and a 'determination thesis' which specifies physicalistically admissible properties.(1) What the inventory thesis says, at a first approximation, is that every concretum is either a physical item or composed of physical items. As for the determination thesis, what it says is that physical property-instantiations determine all other property-instantiations; equivalently, every nonphysical property-instantiation supervenes on physical property-instantiations. These rough characterizations suggest that theism and physicalism logically exclude one another. If God as classically conceived exists, then the inventory thesis is violated: not every concrete entity is either physical or composed of physical items. And if God exists, it would also appear that the determination thesis is flouted: God's instantiation of his omni-attributes does not supervene on His instantiation of any physical properties: He has none. So at first glance it seems almost crashingly obvious that the classical theist cannot be a physicalist.
But this talk cannot end just yet. For when we get down to the details of formulating precise versions of both the inventory and determination theses, it turns out that there is a way to attempt the reconciliation of theism and physicalism. It is the viability of this way that I aim to explore. But first some background.
Towards Nonreductive Physicalism
I will take it for granted that a plausible version of physicalism cannot be either eliminativist or reductionist. The view that beliefs and desires enjoy the status of witches and goblins, that consciousness is as fabulous as phlogiston, and that Joe Sixpack's rooting around in the refrigerator cannot be explained folk-psychologically by saying that he wants a beer and believes one can be found there, is a view with little to recommend it beyond its shock value. Now if mental phenomena are real, which they obviously are, one way to assure both their reality and their scientific respectability is by identifying them with what are undeniably real and doubtlessly respectable, namely, physical phenomena. Thus the type-type identity theorist identifies mental properties with physical properties of the sort instantiated in our brains. This sort of reductionist position is no longer widely accepted for various reasons, the most politically correct of which no doubt is that the view issues in the dreaded consequence of 'species-chauvinism.' For if pain, to coin an example, is identical to Delta-A fiber stimulation, then only beings with our neurophysiological constitution could possibly be in pain. And that does seem strongly counterintuitive.
But if we eschew both eliminativism and reductionism, what options are left for the would-be physicalist? The problem for the physicalist is that he must avoid both eliminativism and reductionism but without falling into epiphenomenalism, emergentism, or (of course) substance dualism. Epiphenomenalism cannot accommodate the fact that mental phenomena sometimes enter into the etiology of physical events, while emergentism and substance dualism leave physicalism behind. The problem is to somehow secure the reality, the causal efficacy, and the irreducibility of the mental while maintaining the dependence of the mental on the physical. What the physicalist needs, it seems, is a dualism of properties together with the idea that the mental properties somehow nonreductively depend on the physical ones. But how articulate this dependency relation?
Strong Supervenience
Enter supervenience. The basic idea is that mental properties are not identical with, but merely supervene upon, physical properties in the way in which ethical properties have been thought (by G. E. Moore, R. M. Hare, and others) to supervene upon natural properties. Suppose A and B are both ethically good. It does not follow that there is any one natural, non-disjunctive, property with which goodness can be identified. Perhaps A is good in virtue of being brave and trustworthy, whereas B is good in virtue of being temperate and just. Goodness is in this sense "multiply realizable." A and B are both good despite the fact that their goodness is realized by different natural properties.(2) Nevertheless, (i) a person cannot be good unless there is some natural property in virtue of whose possession he is good, and (ii) if a person is good in virtue of possessing certain natural properties, then anyone possessing the same natural properties must also be good. Given that A-properties supervene upon B-properties, the "supervenience T-shirt" might read: "No A-property without a B-property" on the front; "same B-properties, same A-properties" on the back. As Jaegwon Kim puts it, "The core idea of supervenience as a relation between two families of properties is that the supervenient properties are in some sense determined by, or dependent upon, the properties on which they supervene."(3)
Kim's preferred way of cashing this out is in terms of strong supervenience. Let A and B be families of properties closed under such Boolean operations as complementation, conjunction and disjunction. A strongly supervenes on B just in case:
(SS) Necessarily, for any property F in A, if any object x has F, then there exists a property G in B such that x has G, and necessarily anything having G has F.
Applying (SS) to physicalism, we may define the determination thesis of strong supervenience physicalism as the view that, necessarily, (i) for any mental property M, if x has M, then there is physical property P such that x has P, and (ii) necessarily, anything having P has M. Now there are many questions one can raise about (SS), but for present purposes we need only decide whether (SS)-physicalism allows the truth of theism. I think it is clear that it does not. For clause (i) of the definition implies that for each mental property God has, He has a physical property — but classically God has no physical properties.
Global Supervenience
So let's consider how theism fares under global supervenience. What global supervenience says is that
(GS) If any two (physically possible) worlds are B-indiscernible, then they are A-indiscernible.
To say that two worlds are B- or A-indiscernible is to say that they share the same total pattern of distribution of B- or A-properties. The determination thesis of global supervenience physicalism, then, amounts to the claim that if any two worlds are physically indiscernible, then they are mentally indiscernible. There cannot be a mental difference between two worlds without a physical difference.
Peter Forrest has argued that global supervenience physicalism is compatible with the belief in a non-physical, non-contingent god if we are willing to make certain speculative assumptions.(4) Given that God as classically conceived exists in every metaphysically possible world, no two worlds differ in point of the divine existence. And if God can create only physical things — this is one of the speculative assumptions — then no two worlds in which God creates will differ without differing in a physical respect.(5) Thus there appears to be a variant of classical theism that is compatible with a version of supervenience physicalism. For what global supervenience physicalism says is that if there is a mental difference between two worlds, then there is a physical difference between them. If God exists in every possible world, and creates only physical things in the worlds in which He creates anything, then His existence and actions never contribute to a mental difference between worlds, and so His existence is consistent with the constraint that (GS) lays down.
To the objection that this amounts to a violation of physicalism's inventory thesis, the committed global supervenience physicalist might respond that if the existence of abstract necessary beings (Fregean propositions, numbers, sets of the latter...) is consistent with the inventory thesis, why shouldn't the existence of a concrete necessary purely spiritual being be equally consistent with it? Perhaps it could be said that the inventory thesis is a claim solely about the world of space-time so that God, angels and abstracta are not counterexamples to it.(6) Indeed, it could be argued that physicalism is an empirical theory and that therefore its inventory thesis should remain silent about non-empirical entities. Or perhaps it could be argued that physicalism is exhausted by the determination thesis — every property-instantiation supervenes on physical property-instantiations — so that the inventory thesis doesn't come into it at all. Forrest implies as much: "...supervenience physicalism amounts to saying that any two possible worlds exactly resembling each other in all physical respects exactly resemble each other in all respects."(7) So understood, physicalism places no constraint on what can exist; it puts a constraint on which properties can be instantiated, namely, only those for which there is a physical subvenience base. In any case, it would be dialectically ineffective to respond to Forrest by saying that no physicalism worthy of the name can admit the existence of God, reasonable as that sounds. For that would be to beg the question against him.
Nevertheless, Forrest's reconciliation of physicalism with theism is unsatisfactory, for at least five reasons. First, a variant of classical theism in which God cannot create non-physical things is a variant in which angels are not even possible. And so Forrest's argument is of no use to a Christian or an Islamic classical theist who would be a physicalist.
A second and more important reason is that it is unclear what it could mean for God's mental properties to supervene globally on physical properties. Consider a pair of worlds in which there are physical objects but no minds except God. In these worlds the mental properties globally supervene upon the physical properties because there is no mental difference between the worlds and hence no mental difference without a physical difference. Now global supervenience is supervenience (in the way in which 'as-if' intentionality is not intentionality), and supervenience is supposed to capture the ideas of dependence and determination. But none of God's intrinsic properties depends for its instantiation on the instantiation of any physical property. There is no sense in which any of God's intrinsic properties need physical properties to realize them. If this isn't obvious, think of a world in which God exists but nothing physical exists. And no physical property is such that its instantiation determines (suffices for) the instantiation of any of God's intrinsic properties. If per impossibile God were not to exist, or exist bare of properties, the instantiation of no physical property would make him exist or make him have any property. Furthermore, the only sense in which God's intrinsic mental properties vary with physical properties is the trivial sense in which, since they do not vary, they satisfy the conditional, "If there is a variation in mental properties, then there is a variation in physical properties." Thus there is no nontrivial sense in which God's mental properties supervene on physical properties, and thus in our pair of worlds, no nontrivial sense in which mental properties in those worlds supervene on the physical properties. So although (GS)-physicalism permits the existence of a non-contingent god, this permissiveness is purchased at the expense of eviscerating the concept of supervenience of the notions of dependence and determination that it was introduced to express. (GS) is just too weak and liberal to be of use in formulating nonreductive physicalism.
Along the same lines, and apart from the God question, Kim has persuasively argued that global supervenience is too weak a notion to capture the idea, crucial to physicalism, that mental properties are dependent upon, or determined by, physical properties.(8) For "...it is consistent with this version of materialism [global supervenience physicalism] for there to be a world which differs from this world in some most trifling respect (say, Saturn's rings in that world contain one more ammonia molecule) but which is entirely devoid of consciousness, or has a radically different, perhaps totally irregular, distribution of mental characteristics over its inhabitants (say, creatures with brains have no mentality while rocks are conscious)."(9) Kim's point is that on (GS), the least physical difference between any two worlds allows as wild a psychological difference between them as you care to imagine. But that seems to make hash of the idea that the mental is determined by, and dependent upon, the physical. A version of physicalism that allows a world triflingly different from ours to contain rocks that are conscious and human beings that are not is presumably not a version of physicalism according to which the mental is determined by the physical in any sense that inspires confidence. Kim also points out that "...global psychophysical supervenience is consistent with there being within a given world, perhaps this one, two physically indistinguishable organisms with radically different psychological attributes."(10)
There is a further reason why global supervenience is too weak to be of use in formulating a serious version of physicalism: it allows for Cartesian psychophysical supervenience, or what we might call supervenience dualism. For the global supervenience of mental on physical properties is consistent with the mental properties being possessed by irreducibly mental substances and the physical properties being possessed by physical substances. There is nothing in the concept of global supervenience to rule out multiple domain supervenience in the way in which (SS) and (WS) do rule out multiple domain supervenience.(11) That is, if mental properties strongly or weakly supervene on physical ones, then necessarily if an individual has a mental property, then that very same individual has a physical property, and presumably not just any old physical property, but one that "realizes" the mental property; whereas if mental properties globally supervene on physical ones, there is the possibility that the set of possessors of the mental properties and the set of possessors of the physical properties be disjoint. But this possibility would of course tend to eviscerate the idea that the physical properties "realize" the mental properties: To say that my mind cannot have a mental property unless my brain has a physical property, and that there cannot be a difference in mental properties without a difference in physical properties is not by a long shot to say that the physical properties 'realize' the mental properties. It is merely to say that my mental properties 'co-vary' with my physical properties. If supervenience is nothing more than covariation, then it cannot get the length of dependence, determination or realization.
The point here is not that (GS)-physicalism allows inventory-violating Cartesian thinking substances, for I have provisionally conceded to what I take to be Forrest's position that physicalism is perhaps exhausted by the determination thesis so that it need take no stand on inventory. My point is that (GS) fails to nail down an adequate concept of determination.
My conclusion, then, is a conservative one. The classical theist can find no aid and comfort in the fashionable precincts of supervenience physicalism.
(1) Cf. John F. Post, The Faces of Existence: An Essay in Nonreductive Metaphysics (Ithaca: Cornell University Press, 1987), Ch. 4. (2) Do not confuse realization and instantiation (exemplification). If property P realizes property Q, it does not follow that P instantiates Q; if individual a instantiates P, it does not follow that a realizes P. (3) Jaegwon Kim, "Epiphenomenal and Supervenient Causation," in Supervenience and Mind: Selected Philosophical Essays (Cambridge University Press, 1995), p. 98. (4) Peter Forrest, "Physicalism and Classical Theism," Faith and Philosophy, vol. 13, no. 2 (April 1996), pp. 186-187. (5) Another speculative assumption needed is that no two worlds in which God creates are such that God's relations to his creation in the one world are different from his relations to his creation in the other. (6) Cf. Kim, op. cit., p. 266 where "ontological physicalism" is defined as "the claim that all that exists in spacetime is physical..." Cf. further, Tim Crane and D. H. Mellor, "There is No Question of Physicalism," Mind, vol. 99, no. 394 (April 1990), p. 185: "physicalism is not a doctrine about universals or other abstract objects, but about the empirical world..." (7) Forrest, art. cit., p. 183. (8) J. Kim, "'Strong' and 'Global' Supervenience Revisited" in Supervenience and Mind, op. cit., p. 85. (9) Ibid. (10) Ibid., p. 86. (11) Vide Kim, "Supervenience for Multiple Domains," in Supervenience and Mind, op. cit., pp. 109-130, esp. sec. 3. |
Bill -
Your conservative conclusion that "(GS) fails to nail down an adequate concept of determination," is on the mark, and no less devestating for being conservative. Who needs "radical criticism" when careful, measured criticism does the job so effectively?
The question that presses immediately (on me) is, "Is the inadequacy of the concept of determination here noted a consequence of the inadequacy of the concept of physicality being relied upon?" If so, are there ways our understanding of the physical might be transformed to yield a concept of determination more adequate to the task of accounting for embodied minds? Perhaps there is no way to "fix" our notion of the physical to accomodate the obvious fact of mental phenomena. But I think it's too early in the game to draw that conclusion. I expect the truth about such perplexing issues will be a surprise to all of us.
Posted by: bobkoepp | Friday, May 08, 2009 at 05:57 PM
Bill,
Very interesting post. Oddly though, I think what stands out most to me is your observation about the physicalist who, on the one hand, wants to avoid reductionism or elimination, while also wanting to avoid "emergence, epiphenomenalism, or substance dualism".
Along the lines of what Bob said, I - admittedly, as an amateur - sometimes wonder if "physicalism" is more smoke than substance. And by that I mean, if Kim (and you) are right, sometimes what's offered as physicalism, isn't.
Posted by: Joseph A. | Friday, May 08, 2009 at 07:34 PM
Very instructive. Thank you, Bill.
Could I ask you for your related paper “Could a Classical Theist Be a Physicalist?”, Faith and Philosophy 15, 1998, pp. 160-180? Czech libraries are poor.
Posted by: Vlastimil Vohánka | Saturday, May 09, 2009 at 02:10 AM
Vlastimil,
I am going to have to buy a scanner if I can't find an electronic vetrsion of that paper. Let me look, and thanks for asking.
Posted by: Bill Vallicella | Saturday, May 09, 2009 at 01:35 PM
Bill,
Thank YOU. If you have a digital camera, you don't need a scanner. You can also convert the photos to one PDF file (by Acrobat Professional). (Again, that is not necessary. Anyway, the disadvantage, in comparison with scanners, is that the files are bigger and that one needs more dye for their printing.)
Posted by: Vlastimil Vohánka | Monday, May 11, 2009 at 01:44 AM